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Yen Chan
Principal Enforcement Investigator at
Finra Financial Industry Regulatory Authority
Yen Chan's Professional Contact Details
Email (Verified)
****@finra.org
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Location
New York, New York, US
Company
Finra Financial Industry Regulatory Authority
Person Seniority
entry
Person Functions
education
Yen Chan's Work History and Education
Finra Financial Industry Regulatory Authority
Principal Enforcement Investigator
2016 - Present
Colleagues at
Finra Financial Industry Regulatory Authority
Edith Novack
Arbitrator
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Margaret Blake
legal Assistant
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Jerome Whalen
Principal Investigator - Enforcement Department
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Andrew Levine
Neutral Arbitrator
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Bonnie Bowes
Associate Director, Fixed Income - Member Regulation
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