Formed in 1952 in NYC, the SDDco Group delivers outsourced support to financial services clients including broker/dealers, registered investment advisers, commodity brokers, privately held funds, the...
Formed in 1952 in NYC, the SDDco Group delivers outsourced support to financial services clients including broker/dealers, registered investment advisers, commodity brokers, privately held funds, the U.S. arms of foreign banks, and emerging technology companies. The continued success of this business is evidenced by a high rate of referrals and enduring client ties. SDDco services include regulatory memberships and registrations (FINRA, SEC, NFA & CFTC), accounting, FinOp, and tax work, AML Independent testing, brokerage advising, and regulatory compliance. SDDco's subsidiary, Alva Advisory Services, supports the business development and back office needs of tech firm startups. The SDDco Group is comprised of five professional service entities: S.D Daniels & Co., P.C., SDDco Regulatory Services, LLC; Alva Advisory Services, LLC; SDDCO Brokerage Advisors, LLC; and S.D. Daniels and Company, LLC. CLIENT TESTIMONY ~ Read what SDDco clients say about our services: http://sddco.com/about/client-testimonials/