Iris Au-Yeung

Senior Financial and Operations Compliance Examiner at Iiroc Investment Industry Regulatory Organization Of Canada

Iris Au-Yeung's Professional Contact Details

Email (Verified)

****@iiroc.ca

Get Email Address

(416) 364-6133

Company

Iiroc Investment Industry Regulatory Organization Of Canada

Person Seniority

senior

Person Functions

operations

Iris Au-Yeung's Current Company Details

Iiroc Investment Industry Regulatory Organization Of Canada

Toronto, Ontario, Canada • 217 Employees

finance

IIROC is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. Created in 2008 through the consolidation of the Investment Dealers Association of Canada and Market Regulation Services Inc., IIROC sets high quality regulatory and investment industry standards, protects investors and strengthens market integrity while maintaining efficient and competitive capital markets. IIROC carries out its regulatory responsibilities through setting and enforcing rules regarding the proficiency, business and financial conduct of dealer firms and their registered employees and through setting and enforcing market integrity rules regarding trading activity on Canadian equity marketplaces.

Organization Website

iiroc.ca

Organization Languages

English

Alexa Ranking

876797

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